Robert J. Basile

BASILE FINANCIAL GROUP

Palm Harbor, FL 34684

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CRD#: 1715503

Professional summary

Robert John Basile, CFP® is a registered financial advisor currently at BASILE FINANCIAL GROUP, INC. located in Palm Harbor, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Tax Planning

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/1994: Red Hook Business Park, Inc - Non-Investment Related - Clearwater, FL - Treasurer - Time Spent 5% - Strip mall about 15 rental units no renters are customers or advisors of RIA. 2. 3/1/2013: Business Financial Solutions, Inc. - CPA/Bookkeeper/Tax Preparer - Time Spent 20% - Accounting, Tax Prep, & perform controller functions for companies. 3. 09/2005: Sole Proprietor; Investment Related - Clearwater, FL - Real Estate Rental - 2 Hours Per Month/0 Hours During Securities Trading. 4. 01/2021: Basile CPA Firm, Inc.- Investment Related - President/CPA- Time Spent 30%- Accounting, Tax Prep, & perform controller functions for companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Basile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

March 5, 2018 - Present

BASILE FINANCIAL GROUP, INC.

Office #1: 36410 Us Highway 19 N, Palm Harbor, FL 34684

RIA

CRD#: 289419

Palm Harbor, FL

Past

June 16, 1997 - March 12, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEARWATER, FL

Past

June 16, 1997 - March 12, 2018

LPL FINANCIAL LLC

CRD#: 6413

CLEARWATER, FL

Past

September 16, 1987 - July 1, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/7/2019)

IAR

Florida
(3/5/2018)

IAR

New York
(2/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/1997

General Securities Principal Examination

Current Firm

BASILE FINANCIAL GROUP, INC.

BASILE FINANCIAL GROUP | BASILE FINANCIAL GROUP, INC.

CRD#: 289419 / SEC#:

Colorado

Registered Investment Advisory firm - (5/7/2019 Approved)

Florida

Registered Investment Advisory firm - (3/5/2018 Approved)

New York

Registered Investment Advisory firm - (8/3/2018 Approved)

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Contact information

Main Address

36410 Us Highway 19 N, Palm Harbor, FL 34684

Mailing Address

Phone number

(727) 900-7068

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 5,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert J. Basile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Basile's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/1987

SIE

Date: 3/12/2018

Series 7

Date: 11/25/1994

Series 6

Date: 8/5/1987

Series 24

Date: 10/22/1997

Current Firm

BASILE FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BASILE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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