Jamie B. Boston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Beth Boston, who also goes by Jamie Beth Brickner, Jamie Beth Vollaro, was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 1988. Jamie had worked at 9 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2020 - February 17, 2024
RODMAN & RENSHAW, LLC
February 10, 2014 - February 8, 2018
H.C.WAINWRIGHT & CO., LLC
May 27, 2011 - April 20, 2012
RODMAN & RENSHAW, LLC
March 10, 2003 - May 27, 2011
HUDSON SECURITIES,INC.
September 9, 2002 - March 21, 2003
GOLDMAN SACHS & CO. LLC
September 1, 1999 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 2, 1998 - October 6, 1999
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
February 23, 1988 - October 14, 1997
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/8/1998
Limited Representative-Equity Trader ExamCurrent Firm
RODMAN & RENSHAW, LLC
CRD#: 281264 / SEC#: , 8-69671
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
