JB

Jamie B. Boston

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CRD#: 1715164
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jamie Beth Boston, who also goes by Jamie Beth Brickner, Jamie Beth Vollaro, was a registered financial professional .

Jamie is a previously registered financial professional and started their career in finance in 1988. Jamie had worked at 9 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jamie Beth Brickner | Jamie Beth Vollaro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 24, 2020 - February 17, 2024

RODMAN & RENSHAW, LLC

BD
CRD#: 281264
NEW YORK, NY
Past

February 10, 2014 - February 8, 2018

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

May 27, 2011 - April 20, 2012

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
JERSEY CITY, NJ
Past

March 10, 2003 - May 27, 2011

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

September 9, 2002 - March 21, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 1, 1999 - September 9, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

February 2, 1998 - October 6, 1999

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

October 14, 1997 - February 2, 1998

NASH, WEISS & CO.

BD
CRD#: 42967
JERSEY CITY, NJ
Past

February 23, 1988 - October 14, 1997

NASH, WEISS & CO.

BD
CRD#: 6470
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/8/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


R&
RODMAN & RENSHAW, LLC
RODMAN & RENSHAW, LLC

CRD#: 281264 / SEC#: , 8-69671

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
600 Lexington Avenue, New York, NY 10022
Mailing Address
600 Lexington Avenue, New York, NY 10022
Phone number
(212) 540-4439
Established
Delaware since 05/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RODMHC LLCSHAREHOLDER
DINKIN, DAVID WILLIAMCHIEF EXECUTIVE OFFICER7226108
KIRSCH, KENNETH JOHNCHIEF FINANCIAL OFFICER/FINOP1671480
ZAKAY, JOSEPHCHIEF COMPLIANCE OFFICER6787824

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RODMAN & RENSHAW, LLC

CRD#: 281264

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