John E. Guerriero
Professional summary
John Edward Guerriero JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, John had worked at 7 firms, which includes TASIN & COMPANY INC., COMPREHENSIVE CAPITAL CORPORATION, G. K. SCOTT & CO. INC., MORGAN STANLEY DW INC., SFI INVESTMENTS INC., J. T. MORAN & CO. INC., SHERWOOD CAPITAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1996 - October 10, 1997
TASIN & COMPANY, INC.
September 30, 1991 - March 25, 1996
COMPREHENSIVE CAPITAL CORPORATION
July 5, 1991 - September 30, 1991
G. K. SCOTT & CO., INC.
June 29, 1990 - May 23, 1991
MORGAN STANLEY DW INC.
February 13, 1990 - June 29, 1990
SFI INVESTMENTS, INC.
May 20, 1988 - February 17, 1990
J. T. MORAN & CO., INC.
August 18, 1987 - May 21, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TASIN & COMPANY, INC.
CRD#: 30709 / SEC#: , 8-45103
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 15 |
Red Flags
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