Steven J. Haun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Haun was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - February 7, 2014
ATHENE SECURITIES, LLC
November 6, 2000 - January 30, 2009
DIRECTED SERVICES LLC
September 9, 1994 - July 10, 2000
LOCUST STREET SECURITIES, INC.
October 23, 1987 - August 19, 1994
AMERICAN REPUBLIC EQUITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
