Glenn A. Andrade
Professional summary
Glenn Allan Andrade is a registered financial advisor currently at AFS INVESTMENTS located in Turlock, California.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Glenn has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Allan Andrade's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2012 - Present
AFS INVESTMENTS
July 1, 2013 - May 23, 2016
MUTUAL ADVISORS, LLC
December 15, 2011 - July 8, 2013
MUTUAL SECURITIES, INC.
April 1, 2011 - December 15, 2021
MUTUAL SECURITIES, INC.
November 12, 2010 - January 31, 2013
CAPITAL WEALTH PLANNERS, LLC
May 31, 2005 - November 9, 2006
WEALTH DESIGN GROUP
June 21, 2001 - March 31, 2011
KESTRA INVESTMENT SERVICES, LLC
June 4, 2001 - March 31, 2011
KESTRA INVESTMENT SERVICES, LLC
October 14, 1996 - June 27, 2001
WELLS FARGO SECURITIES, LLC
February 15, 1989 - October 21, 1996
SUTRO & CO. INCORPORATED
February 15, 1988 - March 7, 1989
LEHMAN BROTHERS INC.
August 18, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2012)
(9/24/2024)
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationCurrent Firm
AFS INVESTMENTS
CRD#: 163928 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 52,774,669 |
Red Flags
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