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JU

Jeffrey J. Unterreiner

ARLINGTON SECURITIES
Dardeinne Prairie, MO 63368
Some features on this profile are disabled
CRD#: 1714682
JU

Professional summary

Jeffrey John Unterreiner is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in Dardeinne Prairie, Missouri.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey John Unterreiner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2010 - Present

ARLINGTON SECURITIES, INC.

Office #1: 1426 Feise Road, Dardeinne Prairie, MO 63368
RIA
BD
CRD#: 19596
Dardeinne Prairie, MO
Past

April 26, 2022 - December 31, 2024

PROACTIVE MONEY MANAGEMENT INC

RIA
CRD#: 110161
DARDENNE PRAIRIE, MO
Past

January 2, 2009 - January 25, 2010

NICOL INVESTORS CORPORATION

BD
CRD#: 123111
O'FALLON, MO
Past

January 25, 1999 - December 31, 2021

PROACTIVE MONEY MANAGEMENT INC

RIA
CRD#: 110161
DARDENNE PRAIRIE, MO
Past

December 12, 1995 - January 9, 2010

THOMASLLOYD CAPITAL LLC

BD
CRD#: 38784
LAKE SAINT LOUIS, MO
Past

May 7, 1990 - October 28, 1994

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

July 14, 1989 - May 14, 1990

R.T. JONES CAPITAL EQUITIES, INC.

BD
CRD#: 19775
ST. LOUIS, MO
Past

May 20, 1988 - July 17, 1989

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363
Past

October 23, 1987 - December 23, 1987

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363
Past

August 24, 1987 - November 17, 1987

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/9/2013)
RR
Illinois
(1/22/2010)
RR
Missouri
(1/22/2010)
RR
Washington
(1/22/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/1992
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/21/1987
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/24/1996
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/6/1995
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARLINGTON SECURITIES, INC.
ARLINGTON FINANCIAL | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC. | ARLINGTON SECURITIES, INC | ARLINGTON SECURITIES

CRD#: 19596 / SEC#: 801-135460, 8-38098

Missouri
Registered Investment Advisory firm - SEC (5/4/1990 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
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Contact information

Main Address
140 Marine Lane, St Louis, MO 63146-2236
Mailing Address
140 Marine Lane, St. Louis, MO 63146-2236
Phone number
(314) 878-1954
Established
Missouri since 04/28/1997
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
18

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV 2 BROCHURE 013026 (1/30/2026)

Direct owners and executive officers

NamePositionCRD#
HILLARD, ROBERT EARLCEO, CFO, COO1005606
CULLEN, SUSAN MARIEVICE PRESIDENT, CCO-BD2015668
WINGENBACH, TIMOTHY SCOTTPRESIDENT, CCO-IA5007031

Regulatory assets under management

Total Number of Accounts320
AUM (Assets Under Management)$ 116,882,500

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARLINGTON SECURITIES, INC.

CRD#: 19596Dardeinne Prairie, MO 63368

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