JU
Jeffrey J. Unterreiner
ARLINGTON SECURITIES
Dardeinne Prairie, MO 63368
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CRD#: 1714682
JU
Professional summary
Jeffrey John Unterreiner is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in Dardeinne Prairie, Missouri.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Since 2017, Security Investment Advisors has been in the print business under the name Proactive Print Services. This business in not investment related. This business shares office space with Proactive Money Management at 1426 Feise Rd, Dardenne Prairie, MO 63368 The business is a print shop. I am President and sales representative. Business is unrelated to the investment business. I have been an owner of the business since 1983, but the business started in print in 2017. Securities supervision and trading needs always take precedence as timely, but my time is approximately split evenly between the 2 businesses. I manage customer relationships and operate presses as necessary. 2) As disclosed in employment history, I maintain registration as a securities principal with Arlington Securities Inc. This is investment related business The home office of Arlington Securities is located at 140 Marine Ln., St. Louis, MO 63146 (but my office is a registered branch office) Securities specific business activities only amount to an hour or so per month (as needed mostly servicing clients) 3) I serve as Treasurer for the Western St. Charles Chamber of Commerce This is not an investment related business The Chamber of Commerce is located at 207 S Linn Ave., Wentzville MO 63385 Responsibilities of the position include 2-3 hours per month to prepare for and attend a board meeting during most months (board meetings are during securities trading hours). I have been on the board of the Chamber of Commerce for about 10 years, and have served as treasurer for about 11 months. 4) I maintain an Insurance license in the state of Missouri This is investment related activity I conduct this business from my regular office location. I have held this license since April, 1988. There are about 3 hours per month of my investment-related activities that pertain to me having an insurance license. Most of this activity is servicing customers, but some is administrative and continuing education to maintain the registration.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey John Unterreiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2010 - Present
ARLINGTON SECURITIES, INC.
Office #1: 1426 Feise Road, Dardeinne Prairie, MO 63368RIA
BD
CRD#: 19596
Dardeinne Prairie, MO
Past
April 26, 2022 - December 31, 2024
PROACTIVE MONEY MANAGEMENT INC
RIA
CRD#: 110161
DARDENNE PRAIRIE, MO
Past
January 2, 2009 - January 25, 2010
NICOL INVESTORS CORPORATION
BD
CRD#: 123111
O'FALLON, MO
Past
January 25, 1999 - December 31, 2021
PROACTIVE MONEY MANAGEMENT INC
RIA
CRD#: 110161
DARDENNE PRAIRIE, MO
Past
December 12, 1995 - January 9, 2010
THOMASLLOYD CAPITAL LLC
BD
CRD#: 38784
LAKE SAINT LOUIS, MO
Past
May 7, 1990 - October 28, 1994
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
July 14, 1989 - May 14, 1990
R.T. JONES CAPITAL EQUITIES, INC.
BD
CRD#: 19775
ST. LOUIS, MO
Past
May 20, 1988 - July 17, 1989
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
Past
October 23, 1987 - December 23, 1987
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
Past
August 24, 1987 - November 17, 1987
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/9/2013)
RR
Illinois(1/22/2010)
RR
Missouri(1/22/2010)
RR
Washington(1/22/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 10/6/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ARLINGTON SECURITIES, INC.
ARLINGTON SECURITIES | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-66316, 8-38098
RIA
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/4/1990 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
140 Marine Lane, St Louis, MO 63146-2236
Mailing Address
140 Marine Lane, St. Louis, MO 63146-2236
Phone number
(314) 878-1954
Established
Missouri since 04/28/1997
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
18
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 77,254,990 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ARLINGTON SECURITIES, INC.
CRD#: 19596Dardeinne Prairie, MO 63368TRUST BUT VERIFY
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