James T. Arnold

RUNNYMEDE CAPITAL ADVISORS

Dublin, OH

Some features on this profile are disabled

CRD#: 1714461

Professional summary

James Thomas Arnold is a registered financial advisor currently at RUNNYMEDE CAPITAL ADVISORS, INC. located in Dublin, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Arnold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2004 - Present

RUNNYMEDE CAPITAL ADVISORS, INC.

RIA

CRD#: 128974

Dublin, OH

Past

February 12, 2002 - July 26, 2002

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

COLUMBUS, OH

Past

April 6, 2001 - July 26, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 21, 1995 - February 26, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 24, 1987 - September 8, 1993

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUNNYMEDE CAPITAL ADVISORS, INC.

RUNNYMEDE CAPITAL ADVISERS, INC. | RUNNYMEDE CAPITAL ADVISORS, INC.

CRD#: 128974 / SEC#: 801-122483

RIA

Registered Investment Advisory firm - (10/12/2021 Approved)

New Hampshire

Registered Investment Advisory firm - (11/18/2013 Terminated)

Ohio

Registered Investment Advisory firm - (2/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/16/2004)

IAR

Texas
(2/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/4/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/17/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

RUNNYMEDE CAPITAL ADVISORS, INC.

RUNNYMEDE CAPITAL ADVISERS, INC. | RUNNYMEDE CAPITAL ADVISORS, INC.

CRD#: 128974 / SEC#: 801-122483

RIA

Registered Investment Advisory firm - (10/12/2021 Approved)

New Hampshire

Registered Investment Advisory firm - (11/18/2013 Terminated)

Ohio

Registered Investment Advisory firm - (2/23/2022 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Dublin, OH

Mailing Address

Phone number

(614) 457-6096

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RUNNYMEDE CAPITAL ADVISORS, INC. FORM ADV (3/5/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 138,448,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James T. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUNNYMEDE CAPITAL ADVISORS, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

RUNNYMEDE CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/2001

Series 65

Date: 10/17/1994

Series 7

Date: 9/19/1987

Current Firm

RUNNYMEDE CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUNNYMEDE CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors