Kevin B. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Bryan Williams was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1994 - December 16, 1996
NATIONWIDE SECURITIES CORPORATION
July 20, 1993 - June 30, 1994
T.L. SMITH SECURITIES
February 15, 1991 - March 13, 1991
RHODES SECURITIES, INC.
August 31, 1990 - December 10, 1992
T.L. SMITH SECURITIES
June 6, 1990 - August 21, 1990
CULLUM & SANDOW, INC.
August 24, 1988 - June 22, 1990
V.F. MINTON SECURITIES, INC.
August 10, 1987 - January 6, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/24/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NATIONWIDE SECURITIES CORPORATION
CRD#: 29720 / SEC#: , 8-44488
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
