Steven M. Olderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Marc Olderman, who also goes by Steve Olderman, Steven M Olderman, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2019 - May 15, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
July 16, 2019 - May 15, 2020
ALLSTATE FINANCIAL SERVICES, LLC
August 29, 2018 - October 2, 2018
LPL FINANCIAL LLC
August 28, 2018 - October 2, 2018
LPL FINANCIAL LLC
January 8, 2018 - July 9, 2018
KEY INVESTMENT SERVICES LLC
January 5, 2018 - July 9, 2018
KEY INVESTMENT SERVICES LLC
October 23, 2017 - November 20, 2017
CITIZENS SECURITIES, INC.
October 20, 2017 - November 20, 2017
CITIZENS SECURITIES, INC.
October 3, 2016 - October 13, 2017
SCOTTRADE INVESTMENT MANAGEMENT
January 19, 2015 - October 13, 2017
SCOTTRADE, INC.
May 28, 2013 - July 9, 2013
INSPEREX LLC
May 28, 2013 - July 9, 2013
INCAPITAL DISTRIBUTORS LLC
July 10, 2012 - March 8, 2013
LPL FINANCIAL LLC
July 10, 2012 - March 8, 2013
LPL FINANCIAL LLC
March 20, 2006 - November 18, 2011
AST INVESTMENT SERVICES, INC.
September 9, 2004 - November 18, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 26, 2004 - August 27, 2004
TD AMERITRADE, INC.
April 26, 2004 - August 27, 2004
TD AMERITRADE, INC.
March 9, 2004 - April 19, 2004
PEOPLE'S SECURITIES, INC.
March 9, 2004 - April 19, 2004
PEOPLE'S SECURITIES, INC.
February 8, 2002 - March 11, 2004
CITISTREET FINANCIAL SERVICES LLC
January 31, 2002 - March 11, 2004
CITISTREET EQUITIES LLC
February 27, 2001 - October 1, 2001
AMERIPRISE ADVISOR SERVICES, INC.
September 1, 2000 - October 18, 2000
GE INVESTMENT DISTRIBUTORS, INC
March 10, 2000 - August 8, 2000
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
January 8, 1992 - October 13, 1998
FIDELITY BROKERAGE SERVICES LLC
July 27, 1987 - May 14, 1991
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
