Rick B. Stanzione

ELE WEALTH SOLUTIONS

Washington Terrace, UT 84405

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CRD#: 1714235

Professional summary

Rick Bruno Stanzione, who also goes by Richard B Stanzione, Richard Bruno Stanzione, Rick B Stanzione, is a registered financial professional currently at ELE WEALTH SOLUTIONS, INC. located in Washington Terrace, Utah.

Rick is registered as a RR (Registered Representative) and started their career in finance in 1988. Rick has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard B Stanzione | Richard Bruno Stanzione | Rick B Stanzione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rick Bruno Stanzione's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2016 - Present

ELE WEALTH SOLUTIONS, INC.

Office #1: 5319 South Adams Ave., Parkway Suite A & B, Washington Terrace, UT 84405

CRD#: 38931

Washington Terrace, UT

Past

August 18, 2015 - May 10, 2016

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 22, 2014 - November 30, 2015

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

Washington Terrace, UT

Past

April 5, 2010 - June 30, 2014

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

WASHINGTON TERRACE, UT

Past

October 8, 2003 - April 7, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

WASHINGTON TERRACE, UT

Past

October 4, 2002 - October 7, 2003

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

July 24, 2000 - November 1, 2002

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

April 3, 2000 - July 31, 2000

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Past

March 2, 1999 - March 27, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

June 6, 1988 - June 12, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/15/2016)

California
(5/12/2016)

Colorado
(6/2/2016)

Florida
(6/1/2016)

Georgia
(6/1/2016)

Idaho
(7/18/2016)

Nevada
(6/10/2016)

Ohio
(6/16/2016)

Pennsylvania
(6/3/2016)

Texas
(2/15/2019)

Utah
(5/12/2016)

Washington
(7/7/2016)

Wyoming
(1/10/2025)

Exams

State Security Law Exam

Series 63

Date: 9/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/3/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/8/1988

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ELE WEALTH SOLUTIONS, INC.

ELE WEALTH ADVISORS | GDC SECURITIES, LLC | ELE WEALTH SOLUTIONS, INC. | ELE WEALTH ADVISORS, INC.

CRD#: 38931 / SEC#: , 8-48467

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075

Mailing Address

18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075

Phone number

(248) 356-6555

Established

Michigan since 12/10/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LIDDELL, ELLIS NUROGAR	PRESIDENT, CEO, CCO	1035964
PARRAN, TAMMIE MOORE	FINOP, CFO	4466243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rick B. Stanzione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rick Bruno Stanzione's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ALLEGIS INVESTMENT SERVICES, LLC

SIGNATOR FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

BLUE VASE SECURITIES, LLC

SCF SECURITIES, INC.

IAC SECURITIES, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/1987

SIE

Date: 10/1/2018

Series 6

Date: 6/3/1988

Series 26

Date: 7/8/1988

FINRA

Current Firm

ELE WEALTH SOLUTIONS, INC.

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ELE WEALTH SOLUTIONS, INC.

TRUST BUT VERIFY

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