David A. Hohmann

OSAIC WEALTH

PEORIA, IL 61602

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CRD#: 1714190

Professional summary

David Alexander Hohmann is a registered financial advisor currently at OSAIC WEALTH, INC. located in Peoria, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NEST EGG WEALTH MANAGEMENT POSITION: President NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/29/2016 ADDRESS: 4127 W Sandridge Ct, Peoria IL 61615 DESCRIPTION: Sole purpose is to receive commissions from H Beck for financial Services provided and pay Fed and State taxes 2. NEST EGG WEALTH MANAGEMENT INC - INSURANCE SERVICES POSITION: Owner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2018 ADDRESS: 4812 N. Sheridan Rd, Peoria IL 61614, United States DESCRIPTION: I will oversee and manage two producers who will work with me to establish an exemplary insurance agency that gives clients access to health sharing accounts, dental and vision services, medicaire supplements, long term care and life insurance products. The two producers are JT Jackson-Hohmann, my son and personal assistant, and Jordan Thierer, who has been fingerprinted in advance of our making these services available to the public. 3. NEST EGG SILVER SERVICES POSITION: President NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 4812 N Sheridan Rd, Peoria IL 61614, United States DESCRIPTION: Medicare advantage, supplements, final expense, term life, whole life, health care options 4. NEST EGG WEALTH MANAGEMENT, INC POSITION: CEO NATURE: S corporation that receives all proceeds of commissions earned for the advisor services we provide INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/26/2016 ADDRESS: 456 Fulton St Suite 400, Peoria IL 61602, United States DESCRIPTION: financial advisor office

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alexander Hohmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Alexander Hohmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 456 Fulton St Suite 400, Peoria, IL 61602

RIA

CRD#: 23131

PEORIA, IL

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 456 Fulton St Suite 400, Peoria, IL 61602

RIA

CRD#: 23131

PEORIA, IL

Past

May 10, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

PEORIA, IL

Past

May 6, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

PEORIA, IL

Past

April 1, 2021 - May 6, 2022

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Peoria, IL

Past

January 26, 2016 - April 1, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Peoria, IL

Past

December 23, 2015 - May 6, 2022

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Peoria, IL

Past

June 1, 2009 - December 22, 2015

MORGAN STANLEY

RIA

CRD#: 149777

PEORIA, IL

Past

June 1, 2009 - December 22, 2015

MORGAN STANLEY

CRD#: 149777

PEORIA, IL

Past

November 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PEORIA, IL

Past

September 19, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PEORIA, IL

Past

July 10, 2000 - September 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PEORIA, IL

Past

June 2, 2000 - September 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PEORIA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/12/2024)

Arizona
(1/19/2024)

California
(7/7/2025)

Colorado
(1/19/2024)

Connecticut
(1/19/2024)

Florida
(1/19/2024)

Georgia
(1/19/2024)

Illinois
(1/19/2024)

IAR

Illinois
(1/19/2024)

Indiana
(1/19/2024)

Kansas
(3/7/2024)

Kentucky
(1/19/2024)

Maryland
(1/19/2024)

Minnesota
(7/16/2024)

Missouri
(1/19/2024)

Nebraska
(1/19/2024)

Nevada
(1/19/2024)

New Jersey
(2/7/2025)

New Mexico
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

IAR

North Carolina
(6/4/2024)

Ohio
(1/19/2024)

Oregon
(1/19/2024)

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

Tennessee
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(6/4/2024)

Washington
(1/19/2024)

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Hohmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alexander Hohmann's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David Alexander Hohmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2000

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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