Douglas K. Aguililla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Karl Aguililla, who also goes by Douglas Isarl Aguililla, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 13 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2011 - January 9, 2023
VIEWTRADE SECURITIES, INC.
January 18, 2011 - September 2, 2011
J.P. TURNER & COMPANY, L.L.C.
November 28, 2000 - December 31, 2010
NEWBRIDGE SECURITIES CORPORATION
April 30, 1998 - October 23, 2000
EMERSON BENNETT & ASSOCIATES
June 3, 1997 - February 10, 1998
BRAUER & ASSOCIATES, INC.
January 5, 1995 - May 30, 1995
MEYERS POLLOCK ROBBINS, INC.
July 13, 1994 - November 30, 1994
JOSEPH ROBERTS & CO., INC.
October 15, 1993 - May 24, 1994
BARRON CHASE SECURITIES, INC.
March 21, 1991 - September 15, 1993
GKN SECURITIES CORP.
April 17, 1990 - April 10, 1991
PALM BEACH FINANCIAL, INC.
December 21, 1989 - April 12, 1990
GSG GLOBAL SECURITIES GROUP INC.
August 30, 1988 - December 22, 1989
PARKER JAMESON, INC.
August 18, 1987 - September 7, 1988
FIRST EAGLE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/12/2001
Limited Representative-Equity Trader ExamCurrent Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
