William V. Hayne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William V Hayne, CIMA®, who also goes by Bill Hayne, William VIncent Hayne, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 16, 2026
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 4, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
July 29, 2014 - April 16, 2026
FIDELITY BROKERAGE SERVICES LLC
March 22, 2013 - July 1, 2014
IPI WEALTH MANAGEMENT, INC.
June 1, 2011 - July 1, 2014
INVESTMENT PLANNERS, INC.
April 4, 2011 - June 3, 2011
MSC - BD, LLC
June 23, 2010 - March 24, 2011
VALIC FINANCIAL ADVISORS, INC.
June 22, 2010 - March 24, 2011
VALIC FINANCIAL ADVISORS, INC.
October 6, 2009 - June 23, 2010
PRUCO SECURITIES, LLC.
August 31, 2009 - June 23, 2010
PRUCO SECURITIES, LLC.
July 20, 2005 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
July 20, 2005 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
April 16, 2003 - April 11, 2005
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
April 16, 2003 - April 11, 2005
NYLIFE DISTRIBUTORS LLC
January 19, 2001 - April 11, 2002
PGIM INVESTMENTS LLC
January 1, 1999 - April 10, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 30, 1996 - January 27, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 14, 1992 - September 17, 1996
DEAM INVESTOR SERVICES, INC.
January 24, 1991 - February 10, 1992
THE BENHAM GROUP
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
