Jeffrey A. Thomas

ARKOS GLOBAL ADVISORS

Houston, TX 77027

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CRD#: 1713517

Professional summary

Jeffrey Alan Thomas is a registered financial advisor currently at ARKOS GLOBAL ADVISORS, LLC located in Houston, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 PAGE EXPLORATION AND PRODUCTION 6 LLC OIL DRILLING 2 MEDICAL BRIDGES-BOARD MEMBER 3 WEST U. METHODIST CHURCH STEWARDSHIP CHAIR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2017 - Present

ARKOS GLOBAL ADVISORS, LLC

Office #1: 4400 Post Oak Pkwy Ste. 1950, Houston, TX 77027

RIA

CRD#: 287466

Houston, TX

Past

June 1, 2009 - April 26, 2017

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

June 1, 2009 - April 26, 2017

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HOUSTON, TX

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Past

March 31, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

HOUSTON, TX

Past

March 31, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

HOUSTON, TX

Past

October 13, 1993 - April 12, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/30/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/5/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

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Contact information

Main Address

4400 Post Oak Pkwy Ste. 1950, Houston, TX 77027

Mailing Address

Phone number

(346) 352-2360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARKOS ADV2A BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 1,109,378,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ARKOS GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/1995

Series 63

Date: 4/4/1995

SIE

Date: 4/26/2017

Series 31

Date: 6/30/2003

Series 7

Date: 10/11/1993

Series 8

Date: 10/5/1994

Current Firm

ARKOS GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARKOS GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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