Taina L. Badalamenti
Professional summary
Taina Louise Badalamenti, who also goes by Taina Louise Badalamenti, Taine Louise Badalamenti, Taina Louise Badamenti, Taina Badalamenti, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in St Louis, Missouri and STIFEL INDEPENDENT ADVISORS, LLC located in St Louis, Missouri.
Taina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Taina has worked at 20 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 53, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Taina Louise Badalamenti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Taina Louise Badalamenti's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 501 N Broadway, St Louis, MO 63102August 20, 2025 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 501 N Broadway, St Louis, MO 63102August 6, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 501 North Broadway, St. Louis, MO 63102August 20, 2025 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: One Financial Plaza 501 North Broadway, St. Louis, MO 63102June 3, 2015 - January 6, 2025
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2015 - November 16, 2016
FIRST CLEARING, LLC
June 3, 2015 - January 6, 2025
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2015 - January 6, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 8, 2015 - May 28, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 27, 2013 - May 28, 2015
STIFEL INDEPENDENT ADVISORS, LLC
November 2, 2009 - May 28, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 10, 2008 - October 3, 2008
AMFIN INVESTMENT SERVICES, INC.
January 18, 2007 - December 3, 2007
JHS CAPITAL ADVISORS, LLC
October 4, 2006 - January 17, 2007
DAWSON JAMES SECURITIES, INC.
August 22, 2005 - September 26, 2006
VIEWTRADE SECURITIES, INC.
July 9, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
March 29, 1999 - August 28, 2003
NOBLE CAPITAL MARKETS, INC.
April 9, 1997 - July 8, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
January 28, 1997 - April 3, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
October 25, 1996 - January 16, 1997
ROUND HILL SECURITIES, INC.
February 27, 1996 - October 29, 1996
NORTHEAST SECURITIES, LLC
October 11, 1994 - March 5, 1996
EARLYBIRDCAPITAL, INC.
September 26, 1994 - October 17, 1994
JOSEPHTHAL & CO., INC.
December 6, 1993 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
July 24, 1992 - December 20, 1993
JOSEPHTHAL & CO., INC.
March 18, 1991 - July 27, 1992
J. W. GANT & ASSOCIATES, INC.
September 24, 1990 - February 21, 1991
LEHMAN BROTHERS INC.
August 18, 1987 - July 27, 1992
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793 / SEC#: 801-10746, 8-1447
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2025)
(8/6/2025)
(8/6/2025)
(8/6/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/21/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 12/16/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793 / SEC#: 801-10746, 8-1447
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793St Louis, MO 63102TRUST BUT VERIFY
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