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GK

Gordon A. Kiernan

FAIRVIEW SECURITIES
Westport, CT 06880
Some features on this profile are disabled
CRD#: 1713265
GK

Professional summary

Gordon Arthur Kiernan JR is a registered financial professional currently at FAIRVIEW SECURITIES, INC. located in Westport, Connecticut.

Gordon is registered as a RR (Registered Representative) and started their career in finance in 1988. Gordon has worked at 13 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gordon Arthur Kiernan JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2025 - Present

FAIRVIEW SECURITIES, INC.

Office #1: 154 Long Lots Road, Westport, CT 06880
BD
CRD#: 35703
Westport, CT
Past

September 25, 2020 - January 13, 2025

ACCESS SECURITIES, LLC

BD
CRD#: 22455
NEW CANAAN, CT
Past

January 7, 2019 - December 17, 2019

TERRANOVA CAPITAL EQUITIES, INC

BD
CRD#: 45097
NEW YORK, NY
Past

February 28, 2017 - October 9, 2018

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
Westport, CT
Past

October 16, 2015 - April 24, 2017

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

October 3, 2013 - December 12, 2014

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

August 24, 2011 - July 24, 2013

JVB FINANCIAL GROUP, LLC

BD
CRD#: 104412
RIDGEFIELD, CT
Past

June 4, 1998 - May 5, 2008

SEABOARD SECURITIES, INC.

BD
CRD#: 755
NEW YORK, NY
Past

December 12, 1995 - December 11, 1996

DRESDNER SECURITIES (USA) INC.

BD
CRD#: 1993
NEW YORK, NY
Past

May 10, 1994 - October 11, 1995

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

March 17, 1992 - October 8, 1993

GREENWICH PARTNERS, LLC

BD
CRD#: 14074
STAMFORD, CT
Past

October 25, 1991 - January 23, 1992

COMBINED RESEARCH & TRADING, INC.

BD
CRD#: 28456
FERNANDINA BEACH, FL
Past

December 16, 1988 - June 26, 1990

ELDERS GOVERNMENT SECURITIES INC.

BD
CRD#: 19772

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/3/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/1991
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 8/2/1989
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FAIRVIEW SECURITIES, INC.
FAIRVIEW SECURITIES, INC.

CRD#: 35703 / SEC#: , 8-46868

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
154 Long Lots Road, Westport, CT 06880
Mailing Address
154 Long Lots Road, Westport, CT 06880
Phone number
(212) 427-3623
Established
Connecticut since 11/22/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUNDERLAND, JASON THADDEUSCEO, CCO, AMLCO, GENERAL SECURITIES PRINCIPAL, FINOP, PFO AND POO2650445

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAIRVIEW SECURITIES, INC.

CRD#: 35703Westport, CT 06880

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