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Robert Anthony Calestino

CRD# 1713086·Registered 1987 - 1993
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anthony Calestino was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 1993. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

BARCLAY INVESTMENTS LLC·CRD# 6159
BD
July 28, 1993 - September 1, 1993
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
September 21, 1991 - July 29, 1993
JJC SECURITIES CO., INC.·CRD# 3144
BD
May 29, 1990 - October 17, 1991
JSC SECURITIES, INC.·CRD# 475
BD
July 21, 1988 - May 29, 1990
NORTH AMERICAN INVESTMENT CORP.·CRD# 7568
BD
February 19, 1988 - July 27, 1988
PROVIDENCE SECURITIES, INC.·CRD# 14119
BD
September 24, 1987 - February 24, 1988

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Current Firm

BI
BARCLAY INVESTMENTS LLC

BARCLAY DOUGLAS & CO., INC. | BARCLAY INVESTMENTS, INC. | BARCLAY INVESTMENTS LLC

CRD#: 6159 / SEC#: 8-16935
BD
Terminated by SEC on 09/15/2019

Contact Information

Established

Delaware since 03/19/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CROSSREGIONAL CAPITAL LLCMANAGING MEMBER—
ANGELLI, JOSEPH EDWARDFINOP3249649
PIZZIMBONO, CARLOS PABLOCHIEF EXECUTIVE OFFICER2683319
PIZZIMBONO, CARLOS PABLOCHIEF COMPLIANCE OFFICER2683319

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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