AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KO

Kevin J. Orourke

Some features on this profile are disabled
CRD#: 1712956
KO

Professional summary


Kevin James Orourke was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kevin is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Kevin had worked at 7 firms, which includes WESTERN PACIFIC CAPITAL MANAGEMENT LLC, PCXTRADE LLC, A. G. EDWARDS & SONS INC., CHASE INVESTMENT SERVICES CORP., PRUDENTIAL EQUITY GROUP LLC, THOMSON MCKINNON SECURITIES INC., FIRST AFFILIATED SECURITIES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kevin Orourke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 30, 2004 - December 31, 2011

WESTERN PACIFIC CAPITAL MANAGEMENT, LLC

RIA
CRD#: 119429
SAN DIEGO, CA
Past

September 8, 1997 - September 28, 2001

PCXTRADE, LLC

BD
CRD#: 40297
STAMFORD, CT
Past

September 9, 1994 - July 17, 1997

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

August 6, 1992 - September 1, 1994

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

August 25, 1989 - May 12, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 15, 1988 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

July 31, 1987 - June 21, 1988

FIRST AFFILIATED SECURITIES, INC.

BD
CRD#: 6871

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/29/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WP
WESTERN PACIFIC CAPITAL MANAGEMENT, LLC
KEVIN JAMES O'ROURKE | PACIFIC INVESTMENT ADVISORS, LLC | WESTERN PACIFIC CAPITAL MANAGEMENT | WESTERN PACIFIC CAPITAL MANAGEMENT, LLC

CRD#: 119429 / SEC#: 801-70090

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
322 Eighth Street, Suite 100, Del Mar, CA 92014
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART II (1/5/2012)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTERN PACIFIC CAPITAL MANAGEMENT, LLC

CRD#: 119429

TRUST BUT VERIFY

Monitor Kevin Orourke

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.