Jay S. Tweed

TCBI SECURITIES

Dallas, TX 75201

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CRD#: 1712893

Professional summary

Jay S Tweed, who also goes by Jay Scott Tweed, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Jay is registered as a RR (Registered Representative) and started their career in finance in 1987. Jay has worked at 9 firms and has passed the Series 63, Series 79TO, Series 82TO, Series 52TO, Series 99TO, Series 22TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Scott Tweed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay S Tweed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

October 25, 2021 - December 7, 2023

PNC CAPITAL MARKETS LLC

CRD#: 15647

Dallas, TX

Past

June 27, 2014 - June 2, 2021

BBVA SECURITIES INC.

CRD#: 27060

DALLAS, TX

Past

June 22, 2012 - January 22, 2014

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

October 1, 2008 - July 2, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

June 29, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DALLAS, TX

Past

August 29, 2006 - May 18, 2007

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

DALLAS, TX

Past

December 1, 2004 - May 30, 2006

CHALLENGER CAPITAL GROUP, LTD.

CRD#: 131992

DALLAS, TX

Past

June 11, 1998 - December 1, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

August 6, 1987 - November 27, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/13/2023)

Alaska
(12/13/2023)

Arizona
(12/13/2023)

Arkansas
(12/13/2023)

California
(12/13/2023)

Colorado
(12/13/2023)

Connecticut
(12/13/2023)

Delaware
(12/13/2023)

District of Columbia
(12/13/2023)

Florida
(12/13/2023)

Georgia
(12/13/2023)

Hawaii
(12/13/2023)

Idaho
(12/13/2023)

Illinois
(12/13/2023)

Indiana
(12/13/2023)

Iowa
(12/13/2023)

Kansas
(12/13/2023)

Kentucky
(12/13/2023)

Louisiana
(12/13/2023)

Maine
(12/13/2023)

Maryland
(12/13/2023)

Massachusetts
(12/13/2023)

Michigan
(12/13/2023)

Minnesota
(12/13/2023)

Mississippi
(12/13/2023)

Missouri
(12/13/2023)

Montana
(12/13/2023)

Nebraska
(12/13/2023)

Nevada
(12/13/2023)

New Hampshire
(12/13/2023)

New Jersey
(12/13/2023)

New Mexico
(12/13/2023)

New York
(12/13/2023)

North Carolina
(12/13/2023)

North Dakota
(12/13/2023)

Ohio
(12/14/2023)

Oklahoma
(12/13/2023)

Oregon
(12/13/2023)

Pennsylvania
(12/13/2023)

Puerto Rico
(12/13/2023)

Rhode Island
(12/13/2023)

South Carolina
(12/13/2023)

South Dakota
(12/13/2023)

Tennessee
(12/13/2023)

Texas
(12/13/2023)

Utah
(12/13/2023)

Vermont
(12/13/2023)

Virgin Islands
(12/13/2023)

Virginia
(12/13/2023)

Washington
(12/13/2023)

West Virginia
(12/13/2023)

Wisconsin
(12/13/2023)

Wyoming
(12/13/2023)

Exams

State Security Law Exam

Series 63

Date: 6/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/5/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82TO

Date: 12/13/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 52TO

Date: 12/13/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 12/13/2023

Operations Professional Examination

General Industry/Product Exam

Series 22TO

Date: 12/13/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/13/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jay S. Tweed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay S Tweed's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

BBVA SECURITIES INC.

HSBC SECURITIES (USA) INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

BANC OF AMERICA SECURITIES LLC

CHALLENGER CAPITAL GROUP, LTD.

BANC OF AMERICA SECURITIES LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/1998

Series 79TO

Date: 8/5/2024

Series 82TO

Date: 12/13/2023

Series 52TO

Date: 12/13/2023

Series 99TO

Date: 12/13/2023

Series 22TO

Date: 12/13/2023

Series 6TO

Date: 12/13/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1998

Series 6

Date: 8/5/1987

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

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