David S. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Keller was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2018 - March 18, 2019
9258 WEALTH MANAGEMENT, LLC
September 6, 1996 - January 23, 2001
CARILLON INVESTMENTS, INC.
July 22, 1989 - August 15, 1996
FIDELITY BROKERAGE SERVICES LLC
February 23, 1988 - March 22, 1988
THE STUART-JAMES COMPANY, INCORPORATED
August 3, 1987 - November 24, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
9258 WEALTH MANAGEMENT, LLC
CRD#: 290693 / SEC#: 801-112161
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,274 |
| AUM (Assets Under Management) | $ 1,033,822,730 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
