Robin C. Brigham

HAGER INVESTMENT MANAGEMENT SERVICES

New London, NH 03257

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CRD#: 1712747

Professional summary

Robin Clifton Brigham, CFP®, who also goes by Robin Clifton Lippincott, is a registered financial advisor currently at HAGER INVESTMENT MANAGEMENT SERVICES, LLC located in New London, New Hampshire.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robin has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Clifton Lippincott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Clifton Brigham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 15, 2015 - Present

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

Office #1: 280 Main Street, New London, NH 03257

RIA

CRD#: 117097

New London, NH

Past

July 3, 1997 - November 18, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 21, 1989 - July 9, 1997

CHEVY CHASE FINANCIAL SERVICES

CRD#: 14894

BETHESDA, MD

Past

October 20, 1988 - December 4, 1989

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

October 14, 1987 - October 27, 1988

HERITAGE FINANCIAL INVESTMENTS CORPORATION

CRD#: 15767

Past

August 20, 1987 - October 7, 1987

EQUITABLE SECURITIES OF NEW YORK,INC.

CRD#: 14583

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

CRD#: 117097 / SEC#: 801-123558

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (4/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(12/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/1994

General Securities Principal Examination

Current Firm

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

CRD#: 117097 / SEC#: 801-123558

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (4/22/2022 Terminated)

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Contact information

Main Address

280 Main Street, New London, NH 03257

Mailing Address

280 Main Street Po Box 1019, New London, NH 03257-1019

Phone number

(603) 526-4099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAGER IM - FORM ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	386
AUM (Assets Under Management)	$ 189,406,085

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin C. Brigham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Clifton Brigham's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHEVY CHASE FINANCIAL SERVICES

DOMINICK & DICKERMAN LLC

HERITAGE FINANCIAL INVESTMENTS CORPORATION

EQUITABLE SECURITIES OF NEW YORK,INC.

Primary Firm SEC Registration

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/1994

Series 63

Date: 8/17/1987

Series 7

Date: 8/15/1987

Series 24

Date: 5/23/1994

Current Firm

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

TRUST BUT VERIFY

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