Eric H. Rosenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Hyman Rosenfield was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1987. Eric had worked at 13 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2010 - July 5, 2013
VCG SECURITIES, LLC
July 27, 2006 - November 28, 2006
REKON ADVISORS LLC
August 7, 2002 - April 30, 2004
ALPHA STRATEGIC MANAGEMENT, LTD.
December 13, 2000 - April 10, 2002
CREDIT SUISSE SECURITIES (USA) LLC
January 2, 1998 - July 17, 2000
AVM, L.P.
June 29, 1995 - November 25, 1997
FIRST SOUTHWEST COMPANY, LLC
June 8, 1993 - May 5, 1995
ALEX. BROWN & SONS INCORPORATED
May 17, 1991 - June 9, 1993
GSC SECURITIES, INC.
May 17, 1991 - June 9, 1993
GOVERNMENT SECURITIES CORPORATION
November 1, 1989 - March 27, 1991
MARCUS, STOWELL & BEYE, INC.
November 1, 1989 - March 27, 1991
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
September 21, 1988 - October 27, 1989
WESTCAP GOVERNMENT SECURITIES, INC.
September 12, 1988 - October 27, 1989
WESTCAP SECURITIES, L.P.
December 22, 1987 - September 16, 1988
MARCUS, STOWELL & BEYE, INC.
July 25, 1987 - September 16, 1988
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VCG SECURITIES, LLC
CRD#: 149083 / SEC#: , 8-68104
Contact information
Documents
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