Arnaud G. Devienne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnaud Guy Devienne, who also goes by Arnaud Gui Devienne, was a registered financial professional .
Arnaud is a previously registered financial professional and started their career in finance in 1987. Arnaud had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2010 - December 17, 2012
AUGMENT SECURITIES INC.
April 10, 2007 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
September 15, 2003 - April 13, 2005
DU PASQUIER & CO., INC.
December 15, 1994 - January 21, 2004
AUGMENT SECURITIES INC.
January 29, 1993 - March 8, 1994
MIDWOOD SECURITIES, INC.
December 22, 1987 - March 31, 1988
MOSELEY SECURITIES CORPORATION
December 22, 1987 - December 8, 1990
INTERFINANCE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AUGMENT SECURITIES INC.
CRD#: 28373 / SEC#: , 8-43665
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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