GN
Glenn W. Nelson
HORNOR, TOWNSEND & KENT
Oshkosh, WI 54902
Some features on this profile are disabled
CRD#: 1712590
GN
Professional summary
Glenn William Nelson JR, CFP®, who also goes by Glenn William Nelson, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Oshkosh, Wisconsin.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Glenn has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn William Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: INDEPENDENCE FINANCIAL, LLC | POSITION HELD: AGENT | ADDRESS: INDEPENDENCE FINANCIAL, LLC1 1488 W SOUTH PARK AVE OSHKOSH, WI 54902 | START DATE: 11/1/2011 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY : INCLUDING DISABLITY,AND HEALTH INSURANCE. 2) BOARD OF DIRECTORS - EVERGREEN FOUNDATION, INC | POSITION: Director NATURE: The Evergreen Foundation exists to secure and use resources in support of the Evergreen Retirement Communities mission. | Evergreen Communities, Inc provides exceptional living environments, services and experiences for those age 55 and older. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2025 | ADDRESS: 1130 North Westfield St, Oshkosh WI 54902 | DESCRIPTION: 1) Support the mission , vision and values of Evergreen Retirement Community. 2) Prepare for and participate at Foundation Board meetings and other board-related activities. 3) Promote a culture of philanthropy by making annual and special campaign contributions to the Evergreen Foundation and participating in fund development donor relationship cultivation. 4) Serve as a visible advocate of the Evergreen Foundation through attendance at Evergreen Retirement Functions or as a member of a related committee or task force. 5) Participate in learning opportunities regarding Evergreen Retirement Community and Evergreen Foundation.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn William Nelson JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Glenn William Nelson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2011 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1488 W South Park Ave, Oshkosh, WI 54902RIA
BD
CRD#: 4031
Oshkosh, WI
Current
November 1, 2011 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1488 W South Park Ave, Oshkosh, WI 54902RIA
BD
CRD#: 4031
Oshkosh, WI
Past
July 23, 2001 - November 1, 2011
SII INVESTMENTS, INC.
RIA
CRD#: 2225
OSHKOSH, WI
Past
July 23, 2001 - November 1, 2011
SII INVESTMENTS, INC.
BD
CRD#: 2225
OSHKOSH, WI
Past
April 23, 1992 - July 20, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
January 2, 1991 - February 6, 1992
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
July 6, 1990 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Past
September 8, 1987 - July 16, 1990
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 8, 1987 - July 16, 1990
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/4/2021)
RR
Arkansas(4/18/2022)
RR
California(6/12/2023)
RR
Florida(4/6/2022)
IAR
Florida(4/7/2022)
RR
Massachusetts(11/1/2011)
RR
Michigan(1/3/2025)
RR
Minnesota(5/30/2017)
RR
New Jersey(2/21/2017)
RR
South Dakota(11/10/2023)
RR
Washington(6/4/2012)
RR
Wisconsin(11/1/2011)
IAR
Wisconsin(11/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
