Charles R. Mogilevsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Robert Mogilevsky, who also goes by Charles R Mogilevsky, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 10, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2008 - August 5, 2019
CITI ORDER ROUTING AND EXECUTION, LLC
December 20, 2005 - June 8, 2021
CITIGROUP DERIVATIVES MARKETS INC.
December 13, 2004 - December 20, 2005
CITIGROUP DERIVATIVES MARKETS INC.
December 10, 2004 - December 13, 2004
CITIGROUP DERIVATIVES MARKETS INC.
December 9, 2004 - October 18, 2021
CITIGROUP GLOBAL MARKETS INC.
September 20, 2002 - December 9, 2004
KNIGHT EXECUTION PARTNERS LLC
September 20, 2002 - December 10, 2004
KNIGHT FINANCIAL PRODUCTS LLC
September 9, 1987 - April 24, 1991
O'CONNOR INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CITI ORDER ROUTING AND EXECUTION, LLC
CRD#: 103768 / SEC#: , 8-52261
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS, INC. | OWNER | |
| ARNOLD, EDWARD RAYMOND | CHIEF COMPLIANCE OFFICER | 1876464 |
| FASANO, THOMAS JAMES | CO-PRESIDENT, GENERAL SECURITIES PRINCIPAL | 1354608 |
| GATELY, TIMOTHY HUGH | DIRECTOR | 2570328 |
| MOGILEVSKY, CHARLES ROBERT | PRINCIPAL OPERATIONS OFFICER | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | CHIEF EXECUTIVE OFFICER | 1712540 |
| SALIBA, RAMSEY | PRINCIPAL FINANCIAL OFFICER / FINOP | 5358958 |
| WINCHESTER, J SLADE | CO-PRESIDENT, OPTIONS PRINCIPAL | 1762956 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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