David M. Venkus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Venkus, who also goes by David M Venkus, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 4 firms and has passed the SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2024 - November 21, 2024
SIMPLEX TRADING, LLC
January 3, 2017 - January 10, 2020
BELVEDERE TRADING LLC
July 16, 2013 - January 3, 2017
RII TRADING, LLC
September 4, 1987 - May 16, 1988
O'CONNOR INVESTMENTS
State Registrations and Notice Filings
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Exams
Series 56
Date: 5/23/2013
Proprietary Trader Qualification ExaminationCurrent Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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