Ulric W. Maduro
Professional summary
Ulric Walter Maduro JR, who also goes by Ric Maduro, Ulric Walter Maduro, Ulric Walter (jr) Maduro, is a registered financial advisor currently at UCS INVESTMENT CO located in Suwanee, Georgia.
Ulric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ulric has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ulric Walter Maduro JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2014 - Present
UCS INVESTMENT CO
August 6, 2009 - December 31, 2013
UCS INVESTMENT CO
July 11, 1991 - August 10, 1992
U.S. SECURITIES CLEARING CORP.
November 12, 1990 - February 21, 1991
FIRST UNION CAPITAL MARKETS CORP.
August 8, 1990 - November 14, 1990
THE STUART-JAMES COMPANY, INCORPORATED
December 14, 1989 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
January 23, 1989 - November 14, 1989
MORGAN STANLEY DW INC.
August 20, 1987 - January 10, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/28/2014)
Exams
Current Firm
UCS INVESTMENT CO
CRD#: 149258 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
