Laura J. Louzader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Jane Louzader, who also goes by Laura Jane Louzzder, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1987. Laura had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 27, Series 28, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2002 - August 5, 2004
CORPORATE INVESTMENTS GROUP, INC.
October 27, 1998 - January 2, 2020
CORPORATE INVESTMENTS GROUP, INC.
June 6, 1997 - September 17, 1997
AMERICAN INVESTMENT SERVICES, INC.
January 16, 1996 - June 10, 1997
CORPORATE INVESTMENTS GROUP, INC.
October 29, 1993 - October 26, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 3, 1991 - December 2, 1993
EURO-ATLANTIC SECURITIES INC.
March 11, 1991 - November 25, 1991
GUARDIAN INTERNATIONAL SECURITIES CORP.
August 16, 1990 - March 14, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
August 10, 1990 - August 23, 1990
L.M. DREW & ASSOCIATES
August 18, 1987 - August 8, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/8/2001
Limited Representative-Equity Trader ExamSeries 28
Date: 10/6/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CORPORATE INVESTMENTS GROUP, INC.
CRD#: 38690 / SEC#: , 8-48355
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
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