Jeannette C. Whitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeannette Cecilia Whitman, who also goes by Jeanette Cecilia Martin, Jeannette C. Martin, Jeannette Cecilia Martin, Jeannette C. Whitman, Jeannette Cecilia Whitman-martin, was a registered financial professional .
Jeannette is a previously registered financial professional and started their career in finance in 1987. Jeannette had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - February 2, 2012
ICM SECURITIES, LLC
March 7, 2003 - April 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 21, 2001 - April 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 8, 2000 - October 11, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 20, 1993 - January 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 1988 - November 9, 1993
MORGAN STANLEY DW INC.
September 24, 1987 - October 20, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ICM SECURITIES, LLC
CRD#: 131988 / SEC#: , 8-66536
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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