Kenneth M. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Gordon was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 4 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1989 - April 12, 1989
MYSTIC GLOBAL CAPITAL, INC.
July 19, 1988 - February 14, 1989
THE STUART-JAMES COMPANY, INCORPORATED
April 11, 1988 - July 11, 1988
GUARDIAN INTERNATIONAL SECURITIES CORP.
November 7, 1987 - October 12, 1988
MYSTIC GLOBAL CAPITAL, INC.
September 29, 1987 - December 31, 1987
BENTLEY CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MYSTIC GLOBAL CAPITAL, INC.
CRD#: 20091 / SEC#: , 8-37979
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
