Kathleen M. Colpitts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Mitchell Colpitts, CFP®, who also goes by Kate Mitchell, Kathleen Therese Mitchell, Kathy Mitchell, Kathleen Therese Mitchellcolpitts, Kathleen Mitchellcolpitts, Kathy Mitchellcolpitts, Mitchell Mitchellcolpitts, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1987. Kathleen had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - January 26, 2016
JOURNEY WEALTH PARTNERS
April 4, 2003 - January 28, 2004
THOMPSON WEALTH MANAGEMENT, LTD.
July 26, 1989 - January 1, 1992
TIER ONE PARTNERS, INC.
July 21, 1987 - December 31, 1988
LINSCO FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOURNEY WEALTH PARTNERS
CRD#: 147017 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 60,037,519 |
Red Flags
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