Garbis P. Mechigian

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CRD#: 1712218

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garbis P Mechigian III was a registered financial professional .

Garbis is a previously registered financial professional and started their career in finance in 1987. Garbis had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 19, 2012 - December 31, 2024

BMO FAMILY OFFICE, LLC

RIA

CRD#: 110264

CHICAGO, IL

Past

May 22, 2008 - July 23, 2012

CTC CONSULTING, LLC

RIA

CRD#: 147053

PORTLAND, OR

Past

July 15, 1994 - June 2, 2008

CTC CONSULTING, INC.

RIA

CRD#: 107079

PORTLAND, OR

Past

July 2, 1991 - May 9, 1994

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Past

May 26, 1989 - October 4, 1990

LIPPER ANALYTICAL SECURITIES CORPORATION

CRD#: 6837

Past

August 20, 1987 - November 30, 1987

MUTUAL SERVICE CORPORATION

CRD#: 4806

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/17/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/1992

General Securities Principal Examination

Current Firm

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

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Contact information

Main Address

320 South Canal Street Floor 12, Chicago, IL 60606

Mailing Address

Phone number

(650) 210-5042

Established

Firm type

Fiscal year end

# of Employees

120

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO FAMILY OFFICE, LLC ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	5,520
AUM (Assets Under Management)	$ 8,129,615,220

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Garbis P. Mechigian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CTC CONSULTING, LLC

CTC CONSULTING, INC.

ALLSTATE FINANCIAL SERVICES, LLC

LIPPER ANALYTICAL SECURITIES CORPORATION

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

BMO FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1994

Series 63

Date: 6/21/1989

Series 3

Date: 5/17/2013

Series 7

Date: 8/15/1987

Series 24

Date: 9/4/1992

Current Firm

BMO FAMILY OFFICE, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BMO FAMILY OFFICE, LLC

TRUST BUT VERIFY

Contact information

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