Christopher A. Buck
Professional summary
Christopher Andrew Buck, CIMA®, who also goes by Chris Andrew Buck, Chris Buck, is a registered financial advisor currently at HARVESTER WEALTH, LLC located in Dallas, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Christopher has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Andrew Buck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2022 - Present
HARVESTER WEALTH, LLC
Office #1: 6301 Gaston Avenue Suite 1417, Dallas, TX 75214September 12, 2017 - October 15, 2020
FORESIDE FUND SERVICES, LLC
July 28, 2017 - October 15, 2020
ROBO GLOBAL CAPITAL MANAGEMENT, LLC
January 3, 2012 - November 5, 2015
BLACKROCK INVESTMENTS, LLC
February 17, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 14, 2011 - March 4, 2011
BLACKROCK EXECUTION SERVICES
April 22, 2009 - September 29, 2010
CAPIS
August 2, 2002 - March 25, 2009
UBS SECURITIES LLC
March 7, 1991 - July 22, 2002
CAPIS
April 12, 1990 - February 4, 1991
KIDDER, PEABODY & CO. INCORPORATED
February 28, 1989 - April 30, 1990
LEHMAN BROTHERS INC.
November 23, 1988 - February 8, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2022)
Exams
Series 7TO
Date: 1/19/2024
General Securities Representative ExaminationCurrent Firm
HARVESTER WEALTH, LLC
CRD#: 317746 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 29,209,937 |
Red Flags
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