Eugene C. Geiger
Professional summary
Eugene Clayton Geiger was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eugene is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Eugene had worked at 3 firms, which includes SPENCER EDWARDS INC., GLOBAL CAPITAL SECURITIES CORPORATION, R.B. MARICH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1993 - January 29, 2001
SPENCER EDWARDS, INC.
October 17, 1990 - November 8, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
February 23, 1988 - October 17, 1990
R.B. MARICH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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