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AG

Andrew J. Gelembyn

WESTMINSTER FINANCIAL SECURITIES
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 1712028
AG

Professional summary


Andrew Jeffrey Gelembyn, who also goes by Anderw Jeff Gelembyn, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Coral Gables, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1987. Andrew has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anderw Jeff Gelembyn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Jeffrey Gelembyn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 29, 2010 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 1 Alhambra Plaza - Floor Ph, Coral Gables, FL 33134
BD
CRD#: 20677
Coral Gables, FL
Past

November 1, 2004 - April 12, 2010

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
MIAMI BEACH, FL
Past

October 11, 2004 - November 1, 2004

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
LONDON,
Past

November 27, 2001 - November 1, 2004

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

August 31, 2001 - November 26, 2001

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

December 24, 1992 - August 31, 2001

SSI SECURITIES CORP.

BD
CRD#: 8275
BOCA RATON, FL
Past

March 6, 1992 - January 6, 1993

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

July 24, 1990 - August 31, 1990

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

October 27, 1987 - October 19, 1990

FIRST FIDELITY CAPITAL CORP.

BD
CRD#: 17967

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/4/2016)
RR
California
(3/29/2010)
RR
Connecticut
(4/5/2010)
RR
Florida
(3/29/2010)
RR
Georgia
(3/29/2010)
RR
Illinois
(1/27/2023)
RR
Indiana
(10/2/2025)
RR
Maine
(3/29/2010)
RR
Massachusetts
(3/29/2010)
RR
Montana
(11/6/2017)
RR
New Jersey
(3/29/2010)
RR
New York
(3/29/2010)
RR
Ohio
(3/29/2010)
RR
Pennsylvania
(3/29/2010)
RR
Puerto Rico
(4/23/2020)
RR
Virginia
(9/11/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/8/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WF
WESTMINSTER FINANCIAL SECURITIES, INC.
BRAZIE & COMPANY, INC. | WESTMINSTER FINANCIAL SECURITIES, INC. | BRAZIE FINANCIAL SERVICES, INC. | BRAZIE FINANCIAL SECURITIES, INC.

CRD#: 20677 / SEC#: , 8-38426

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Mailing Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Phone number
(937) 898-5010
Established
Ohio since 07/23/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WESTMINSTER FINANCIAL COMPANIES, INC.HOLDING COMPANY
STAGER, KIRK WILSONCEO2785614
STAGER, KIRK WILSONPRESIDENT2785614
SWEENEY, ANGELA C.FINOP,CFO4036900
TRUNCK, JESSICA MARIECHIEF COMPLIANCE OFFICER4561886

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677Coral Gables, FL 33134

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