Melanie A. Blodgett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melanie Ann Blodgett, who also goes by Melanie Ann Newlon, was a registered financial professional .
Melanie is a previously registered financial professional and started their career in finance in 1987. Melanie had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2013 - December 31, 2014
NEWEDGE SECURITIES, LLC
July 29, 2009 - July 12, 2011
NEWEDGE SECURITIES, LLC
April 28, 2006 - June 9, 2008
CITIGROUP GLOBAL MARKETS INC.
July 1, 2003 - November 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 22, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 1, 1997 - February 26, 1998
ADVEST, INC.
June 1, 1996 - November 1, 1996
NATCITY INVESTMENTS, INC.
October 18, 1994 - June 1, 1996
NATIONAL CITY INVESTMENTS CORPORATION
October 12, 1993 - October 18, 1994
THE HUNTINGTON INVESTMENT COMPANY
August 12, 1987 - November 4, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
