Patrick J. Castelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Castelli, CFA, who also goes by Patrick Castelli, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1988. Patrick had worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2021 - December 31, 2021
ALLVESTMENTS LLC
September 22, 2015 - September 14, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
January 5, 2010 - May 17, 2010
WADDELL & REED
January 4, 2010 - May 17, 2010
WADDELL & REED
January 2, 2008 - March 3, 2009
EASTBROOK CAPITAL GROUP LLC
December 10, 2007 - March 27, 2009
EASTBROOK CAPITAL GROUP LLC
September 13, 2005 - August 15, 2006
KOVACK SECURITIES INC.
September 13, 2005 - October 25, 2007
KOVACK ADVISORS, INC.
September 9, 2005 - October 25, 2007
KOVACK SECURITIES INC.
April 6, 2004 - September 30, 2005
21TH CENTURY ADVISORS INC
September 26, 2003 - September 30, 2005
K.W. BROWN INVESTMENTS
December 15, 2000 - September 5, 2003
KOVACK SECURITIES INC.
December 17, 1999 - December 15, 2000
J.P. TURNER & COMPANY, L.L.C.
August 12, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
April 23, 1997 - August 24, 1999
CITIGROUP GLOBAL MARKETS INC.
March 3, 1995 - August 21, 1996
BARNETT INVESTMENTS, INC.
March 29, 1994 - August 16, 1994
GMS GROUP
July 31, 1993 - April 14, 1994
CITIGROUP GLOBAL MARKETS INC.
September 20, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLVESTMENTS LLC
CRD#: 169165 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
