Louise D. Zahareas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louise Demint Zahareas, who also goes by Frances Zahareas, Louise Zahareas, was a registered financial professional .
Louise is a previously registered financial professional and started their career in finance in 1987. Louise had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1989 - August 19, 1989
MARQUETTE FINANCIAL GROUP, INC.
January 20, 1989 - February 13, 1989
PRUDENTIAL EQUITY GROUP, LLC
October 31, 1988 - February 9, 1989
MILLER JOHNSON STEICHEN KINNARD, INC.
February 10, 1988 - November 9, 1988
OBERWEIS SECURITIES, INC.
September 24, 1987 - February 10, 1988
COLLIERS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARQUETTE FINANCIAL GROUP, INC.
CRD#: 345 / SEC#: , 8-44143
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
