Douglas E. Reynolds
Professional summary
Douglas Edward Reynolds is a registered financial professional currently at REYNOLDS ADVISORY PARTNERS,LLC located in Denver, Colorado.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 62, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Edward Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2008 - Present
REYNOLDS ADVISORY PARTNERS,LLC
Office #2: 3131 E Alameda Avenue Unit 1308, Denver, CO 80206September 23, 2004 - February 7, 2008
HEADWATERS BD, LLC
March 12, 1992 - May 20, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2011)
(8/14/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 8/3/1992
Corporate Securities Limited Representative ExaminationSeries 28
Date: 7/29/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
REYNOLDS ADVISORY PARTNERS,LLC
CRD#: 147603 / SEC#: , 8-67918
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAP BD HOLDING, LLC | MEMBER | |
| REYNOLDS, DOUGLAS EDWARD | CEO, CCO, FINOP, PRINCIPAL | 1711619 |
Red Flags
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