Steven A. King

ICON CAPITAL MANAGEMENT

Powell, TN

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CRD#: 1711602

Professional summary

Steven Anthony King, who also goes by Steve King, is a registered financial advisor currently at ICON CAPITAL MANAGEMENT, LLC located in Powell, Tennessee.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE ON TRUST FOR MY FATHER & TRUSTEE ON TRUST FOR PERSONAL FRIEND. RIA-SSN. INDEPENDENT INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2004 - Present

ICON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 115239

Powell, TN

Past

October 16, 1996 - December 20, 2001

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 29, 1988 - October 16, 1996

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION

CRD#: 17472

BRENTWOOD, TN

Past

July 21, 1987 - October 16, 1987

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/5/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Current Firm

ICON CAPITAL MANAGEMENT, LLC

CRD#: 115239 / SEC#: 801-58263

RIA

Registered Investment Advisory firm - (8/18/2003 Terminated)

Tennessee

Registered Investment Advisory firm - (8/5/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Powell, TN

Mailing Address

P.o. Box 7313, Knoxville, TN 37921

Phone number

(865) 588-6881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 40,764,927

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven A. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony King's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICON CAPITAL MANAGEMENT, LLC

SECURITIES SERVICE NETWORK, LLC

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/1987

Series 7

Date: 7/18/1987

Current Firm

ICON CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ICON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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