Wendy L. Eastburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Lynn Eastburn, who also goes by Lynn Eastburn, Wendy W Eastburn, Wendy Welch Eastburn, Wendy Welch, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 1987. Wendy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2014 - April 13, 2017
LEVEL FOUR FINANCIAL, LLC
February 13, 2013 - April 22, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 10, 2002 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
July 28, 1995 - July 31, 2001
CHARLES SCHWAB & CO., INC.
February 8, 1993 - February 13, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 1991 - September 27, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1987 - May 20, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/25/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
