Stephen J. Mazur
Professional summary
Stephen Joseph Mazur was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Stephen had worked at 8 firms, which includes HALCYON CABOT PARTNERS LTD., CRT CAPITAL GROUP LLC, CBA SECURITIES LLC, GREENWICH HIGH YIELD LLC, NATWEST FINANCE INC., DB ALEX. BROWN LLC, NYLIFE SECURITIES LLC, ABN AMRO SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2010 - December 2, 2011
HALCYON CABOT PARTNERS, LTD.
October 7, 2002 - August 19, 2008
CRT CAPITAL GROUP LLC
September 6, 2000 - October 4, 2002
CBA SECURITIES LLC
April 11, 1999 - February 22, 2000
GREENWICH HIGH YIELD LLC
September 17, 1998 - February 1, 1999
NATWEST FINANCE INC.
December 4, 1996 - May 20, 1998
DB ALEX. BROWN LLC
May 27, 1992 - May 18, 1994
NYLIFE SECURITIES LLC
July 21, 1987 - June 26, 1990
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HALCYON CABOT PARTNERS, LTD.
CRD#: 32664 / SEC#: , 8-28702
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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