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TC

Timothy J. Coffin

Some features on this profile are disabled
CRD#: 1711405
TC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Jethro Coffin was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 23, 2012 - February 12, 2026

BRECKINRIDGE CAPITAL ADVISORS INC

RIA
CRD#: 107143
Boston, MA
Past

May 21, 2008 - May 9, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BOSTON, MA
Past

January 24, 2007 - May 1, 2012

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

January 17, 2006 - December 14, 2006

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BOSTON, MA
Past

January 17, 2006 - December 14, 2006

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA
Past

March 2, 2005 - January 20, 2006

CORBY CAPITAL MARKETS, INC.

RIA
CRD#: 7165
BOSTON, MA
Past

September 14, 2000 - January 20, 2006

CORBY CAPITAL MARKETS, INC.

BD
CRD#: 7165
BOSTON, MA
Past

September 13, 1996 - February 11, 1997

FLEET SECURITIES INC.

BD
CRD#: 7147
NEW YORK, NY
Past

May 26, 1992 - September 16, 1996

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

April 11, 1990 - May 15, 1992

CORBY CAPITAL MARKETS, INC.

BD
CRD#: 7165
BOSTON, MA
Past

November 18, 1987 - April 11, 1990

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

July 21, 1987 - November 16, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BRECKINRIDGE CAPITAL ADVISORS INC
BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA
Registered Investment Advisory firm - (4/29/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/18/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/16/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/2/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2004
General Securities Principal Examination

Current Firm

BC
BRECKINRIDGE CAPITAL ADVISORS INC
BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA
Registered Investment Advisory firm - (4/29/1993 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
125 High Street Suite 431, Boston, MA 02110-1529
Mailing Address
Phone number
(617) 443-0779
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRECKINRIDGE CAPITAL ADVISORS FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts18,559
AUM (Assets Under Management)$ 50,989,726,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143

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