Timothy J. Coffin

BRECKINRIDGE CAPITAL ADVISORS

BOSTON, MA 02110

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CRD#: 1711405

Professional summary

Timothy Jethro Coffin is a registered financial advisor currently at BRECKINRIDGE CAPITAL ADVISORS INC located in Boston, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jethro Coffin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2012 - Present

BRECKINRIDGE CAPITAL ADVISORS INC

Office #1: 125 High Street Suite 2614, Boston, MA 02110

RIA

CRD#: 107143

BOSTON, MA

Past

May 21, 2008 - May 9, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

January 24, 2007 - May 1, 2012

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

January 17, 2006 - December 14, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BOSTON, MA

Past

January 17, 2006 - December 14, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

BOSTON, MA

Past

March 2, 2005 - January 20, 2006

CORBY CAPITAL MARKETS, INC.

RIA

CRD#: 7165

BOSTON, MA

Past

September 14, 2000 - January 20, 2006

CORBY CAPITAL MARKETS, INC.

CRD#: 7165

BOSTON, MA

Past

September 13, 1996 - February 11, 1997

FLEET SECURITIES INC.

CRD#: 7147

NEW YORK, NY

Past

May 26, 1992 - September 16, 1996

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

April 11, 1990 - May 15, 1992

CORBY CAPITAL MARKETS, INC.

CRD#: 7165

BOSTON, MA

Past

November 18, 1987 - April 11, 1990

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

July 21, 1987 - November 16, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA

Registered Investment Advisory firm - (4/29/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/2/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/2004

General Securities Principal Examination

Current Firm

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA

Registered Investment Advisory firm - (4/29/1993 Approved)

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Contact information

Main Address

125 High Street Suite 431, Boston, MA 02110-1529

Mailing Address

Phone number

(617) 443-0779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRECKINRIDGE CAPITAL ADVISORS FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	18,559
AUM (Assets Under Management)	$ 50,989,726,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Coffin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jethro Coffin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CORBY CAPITAL MARKETS, INC.

CORBY CAPITAL MARKETS, INC.

FLEET SECURITIES INC.

PERSHING LLC

CORBY CAPITAL MARKETS, INC.

TUCKER ANTHONY INCORPORATED

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BRECKINRIDGE CAPITAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2004

Series 63

Date: 7/16/2002

Series 7

Date: 7/18/1987

Series 53

Date: 3/2/2012

Series 24

Date: 3/26/2004

Current Firm

BRECKINRIDGE CAPITAL ADVISORS INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRECKINRIDGE CAPITAL ADVISORS INC

TRUST BUT VERIFY

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