Lawrence E. Shull
Professional summary
Lawrence Edward Shull, who also goes by Larry Shull, Lawrence E Shull, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1987. Lawrence has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Edward Shull's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2001 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440September 15, 1998 - November 29, 2001
MOORS & CABOT, INC.
September 10, 1997 - September 17, 1998
AUERBACH, POLLAK & RICHARDSON INC.
March 8, 1993 - August 29, 1997
PRINCETON SECURITIES CORPORATION
September 2, 1992 - March 2, 1993
XTENT FINANCIAL GROUP, INC.
May 31, 1990 - October 18, 1990
PRINCETON SECURITIES CORPORATION
September 1, 1987 - July 2, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2001)
(4/4/2022)
(12/21/2005)
(7/28/2011)
(11/27/2001)
(9/13/2012)
(1/31/2013)
(1/25/2021)
(11/27/2001)
(11/27/2001)
(1/3/2013)
(11/16/2016)
(5/16/2002)
(11/27/2001)
(11/27/2001)
(9/3/2002)
(12/1/2003)
(11/27/2001)
(11/6/2007)
(11/27/2001)
(8/30/2012)
(1/18/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Company Information
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677Beavercreek, OH 45440TRUST BUT VERIFY
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