Charles H. Webb

ALDER FINANCIAL GROUP

ATLANT, GA 30339

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CRD#: 1711187

Professional summary

Charles Hemphill Webb is a registered financial advisor currently at ALDER FINANCIAL GROUP INC located in Atlant, Georgia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Charles has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hemphill Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2003 - Present

ALDER FINANCIAL GROUP INC

Office #1: 300 Galleria Pkwy Ste 600, Atlant, GA 30339

RIA

CRD#: 108837

ATLANT, GA

Past

July 21, 1987 - September 17, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDER FINANCIAL GROUP INC

CRD#: 108837 / SEC#: 801-118253

RIA

Registered Investment Advisory firm - (3/17/2020 Approved)

Alabama

Registered Investment Advisory firm - (3/20/2020 Terminated)

Georgia

Registered Investment Advisory firm - (3/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/13/2012)

IAR

Georgia
(1/30/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Current Firm

ALDER FINANCIAL GROUP INC

CRD#: 108837 / SEC#: 801-118253

RIA

Registered Investment Advisory firm - (3/17/2020 Approved)

Alabama

Registered Investment Advisory firm - (3/20/2020 Terminated)

Georgia

Registered Investment Advisory firm - (3/20/2020 Terminated)

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Contact information

Main Address

300 Galleria Pkwy Suite 600, Atlanta, GA 30339

Mailing Address

Phone number

(770) 563-8207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAR-25 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 205,614,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles H. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hemphill Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDER FINANCIAL GROUP INC

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

ALDER FINANCIAL GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/1995

Series 63

Date: 7/30/1987

Series 7

Date: 7/18/1987

Current Firm

ALDER FINANCIAL GROUP INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDER FINANCIAL GROUP INC

TRUST BUT VERIFY

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