Steven P. Harrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Patrick Harrington, who also goes by Steve Harrington, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2000 - December 31, 2006
SUPERIOR FINANCIAL SERVICES,INC.
January 16, 1991 - November 1, 2000
FIRST MIDWEST SECURITIES, INC.
November 20, 1990 - January 3, 1991
ROGER J. LANGE AND COMPANY, INC.
September 24, 1990 - November 15, 1990
WESTOK SECURITIES, INC.
June 18, 1990 - October 12, 1990
ROGER J. LANGE AND COMPANY, INC.
July 21, 1987 - May 18, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPERIOR FINANCIAL SERVICES,INC.
CRD#: 104165 / SEC#: , 8-52618
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
