Janice Chiarenza

KANEN WEALTH MANAGEMENT LLC

Nesconset, NY

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CRD#: 1711080

Professional summary

Janice Chiarenza, who also goes by Janice Dietrich, is a registered financial advisor currently at KANEN WEALTH MANAGEMENT LLC located in Nesconset, New York.

Janice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Janice has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janice Dietrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Chiarenza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2025 - Present

KANEN WEALTH MANAGEMENT LLC

RIA

CRD#: 282746

Nesconset, NY

Past

May 21, 2015 - February 5, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Port Jefferson, NY

Past

February 10, 2015 - February 5, 2025

MORGAN STANLEY

CRD#: 149777

Port Jefferson, NY

Past

December 19, 2012 - January 5, 2015

AEGIS CAPITAL CORP.

CRD#: 15007

HAUPPAUGE, NY

Past

April 20, 2011 - November 30, 2012

WFG INVESTMENTS, INC.

CRD#: 22704

HAUPPAUGE, NY

Past

January 2, 2009 - March 21, 2011

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

SMITHTOWN, NY

Past

September 23, 2005 - January 5, 2009

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

SMITHTOWN, NY

Past

April 30, 2004 - September 23, 2005

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

September 14, 1999 - May 14, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 17, 1995 - August 20, 1999

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KANEN WEALTH MANAGEMENT LLC

CRD#: 282746 / SEC#: 801-116998

RIA

Registered Investment Advisory firm - (7/22/2019 Approved)

California

Registered Investment Advisory firm - (8/23/2019 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2019 Terminated)

New York

Registered Investment Advisory firm - (7/24/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/24/2019 Terminated)

Virginia

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1995

General Securities Representative Examination

Current Firm

KANEN WEALTH MANAGEMENT LLC

CRD#: 282746 / SEC#: 801-116998

RIA

Registered Investment Advisory firm - (7/22/2019 Approved)

California

Registered Investment Advisory firm - (8/23/2019 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2019 Terminated)

New York

Registered Investment Advisory firm - (7/24/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/24/2019 Terminated)

Virginia

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

6810 Lyons Technology Circle Suite 160, Coconut Creek, FL 33073

Mailing Address

Phone number

(631) 863-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A - KWM - MARCH 21, 2025 (3/28/2025)

FORM ADV, PART 2B - KWM - MARCH 21, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 340,923,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Janice Chiarenza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Chiarenza's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

AEGIS CAPITAL CORP.

WFG INVESTMENTS, INC.

FIRST MIDWEST SECURITIES, INC.

JHS CAPITAL ADVISORS, LLC

STERLING FINANCIAL INVESTMENT GROUP, INC.

A. G. EDWARDS & SONS, INC.

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

KANEN WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2015

Series 63

Date: 8/14/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1995

Current Firm

KANEN WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KANEN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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