Michael T. Moore

WEALTHQUEST

Cincinnati, OH 45241

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CRD#: 1711030

Professional summary

Michael T Moore JR., who also goes by Michael T Moore, Michael T Jr Moore, Michael Theodore Moore Jr, is a registered financial advisor currently at WEALTHQUEST CORPORATION located in Cincinnati, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael T Moore | Michael T Jr Moore | Michael Theodore Moore Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Moore JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2018 - Present

WEALTHQUEST CORPORATION

Office #1: 50 E-business Way Suite 120, Cincinnati, OH 45241

RIA

CRD#: 141473

Cincinnati, OH

Past

January 11, 2012 - March 15, 2018

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

NEW YORK, NY

Past

March 1, 2011 - January 10, 2012

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

CINCINNATI, OH

Past

August 21, 2009 - October 13, 2009

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

CINCINNATI, OH

Past

June 11, 2001 - August 5, 2009

ALPHAMARK ADVISORS, LLC

RIA

CRD#: 109366

FT. MITCHELL, KY

Past

August 14, 2000 - January 11, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 3, 1999 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

February 19, 1999 - October 25, 1999

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

June 16, 1995 - December 17, 1998

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

March 1, 1993 - August 12, 1993

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 19, 1990 - February 25, 1991

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

January 14, 1988 - September 14, 1988

KAVANAUGH SECURITIES, INC.

CRD#: 10606

Past

September 17, 1987 - February 4, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 21, 1987 - September 24, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/20/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

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Contact information

Main Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Mailing Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Phone number

(513) 530-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHQUEST CORPORATION FORM ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	5,194
AUM (Assets Under Management)	$ 1,932,422,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Moore JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CERITY PARTNERS OCIO LLC

COLONY PARK FINANCIAL SERVICES LLC.

HORTER INVESTMENT MANAGEMENT, LLC

ALPHAMARK ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

THE CONCORD EQUITY GROUP, LLC

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

SIGNATOR FINANCIAL SERVICES, INC.

KAVANAUGH SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTHQUEST CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2000

Series 63

Date: 7/22/1987

Series 7

Date: 8/29/1995

Series 6

Date: 7/20/1987

Current Firm

WEALTHQUEST CORPORATION

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHQUEST CORPORATION

TRUST BUT VERIFY

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