Timothy B. Tarpening
Professional summary
Timothy Bradley Tarpening, who also goes by Timothy Owen Genarella, Timothy Tarpening, is a registered financial advisor currently at PACIFIC INCOME ADVISERS INC located in Boulder, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Bradley Tarpening's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2008 - Present
PACIFIC INCOME ADVISERS INC
December 17, 1993 - March 25, 2008
SYNDICATED CAPITAL, INC.
November 1, 1991 - June 4, 1993
UBS FINANCIAL SERVICES INC.
June 20, 1989 - October 14, 1991
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1987 - June 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
PACIFIC INCOME ADVISERS INC
CRD#: 104719 / SEC#: 801-27828
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/22/2008)
(5/3/2024)
Exams
Current Firm
PACIFIC INCOME ADVISERS INC
CRD#: 104719 / SEC#: 801-27828
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 2,107,440,000 |
Red Flags
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