JS
James R. Stahle
CCA CAPITAL LLC
Boston, MA 02108
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CRD#: 1710835
JS
Professional summary
James Richard Stahle, who also goes by Jamie Stahle, is a registered financial professional currently at CCA CAPITAL LLC located in Boston, Massachusetts.
James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jamie Stahle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Richard Stahle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2011 - Present
CCA CAPITAL LLC
Office #1: One Boston Place 201 Washington Street Suite 3825, Boston, MA, 02108Office #2: One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108Office #3: 300 Brickstone Square Suite 201 - Office 233, Andover, MA 01810BD
CRD#: 154837
Boston, MA
Past
May 14, 1990 - May 12, 2003
MUFG AMERICAS CORPORATE ADVISORY, INC.
BD
CRD#: 10151
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/29/2011)
RR
California(6/7/2011)
RR
Colorado(7/23/2024)
RR
Connecticut(12/1/2011)
RR
Delaware(6/1/2011)
RR
Georgia(7/21/2011)
RR
Illinois(6/1/2011)
RR
Iowa(5/24/2011)
RR
Kansas(12/16/2015)
RR
Maryland(6/30/2011)
RR
Massachusetts(5/31/2011)
RR
Minnesota(5/14/2015)
RR
Missouri(8/2/2011)
RR
Nebraska(6/29/2011)
RR
Nevada(6/10/2015)
RR
New Jersey(7/7/2011)
RR
New York(8/3/2011)
RR
North Carolina(9/4/2013)
RR
Ohio(8/9/2011)
RR
Oklahoma(12/5/2014)
RR
Pennsylvania(7/19/2011)
RR
South Dakota(5/18/2015)
RR
Tennessee(7/29/2024)
RR
Texas(7/8/2011)
RR
Virginia(9/15/2011)
RR
Wisconsin(6/2/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CCA CAPITAL LLC
CCA CAPITAL LLC | CPGLB CAPITAL LLC
CRD#: 154837 / SEC#: , 8-68676
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108
Mailing Address
One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108
Phone number
(617) 570-2300
Established
Delaware since 06/25/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCA GROUP, LLC | SOLE MEMBER | |
| PASQUALINI, MARTIN J | PRINCIPAL/DIRECTOR / VP | |
| STAHLE, JAMES RICHARD | CEO / CCO / DIR./PRINCIPAL | |
| WILSON, ROBERT (NMN) | CHIEF FINANCIAL OFFICER/FINOP | 6465354 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CCA CAPITAL LLC
CRD#: 154837Boston, MA 02108TRUST BUT VERIFY
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